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8/99 BioMechanics Diabetes Supplement: Charcot: Early staging can improve functional outcomes

BioMechanics Diabetes Supplement
August 1999

Charcot:
Early staging can improve functional outcomes

By Enzo J. Sella, MD, and Carol Barrette, MD

Today diabetes mellitus is the most common disease associated with Charcot joints. The differential diagnosis includes osteomyelitis, arthritis, and pes planus. Often the surgeon is asked to biopsy and culture the foot of a patient with diabetes, under the assumption that it represents osteomyelitis instead of Charcot neuroarthropathy. It is important, therefore, to be able to recognize this condition, stage it, and institute treatment accordingly. We undertook to describe such changes and to define a staging system that can be used clinically to intervene in a meaningful fashion to minimize deformity in the Charcot foot.

Our study population was derived from the patients who were referred to the foot and ankle clinic at our institution between 1990 and 1996.1 Many patients were referred for ulcer care secondary to deformities. All patients had evidence of diabetic neuropathy by history and by examination, increased local skin temperature, decreased sensation to pin prick, decreased vibratory sense, or an abnormal Semmes-Weinstein monofilament examination.

Histories, physical examinations, radiographs, and charts were reviewed. Anteroposterior, lateral, and oblique radiographs were evaluated for specific changes. The joints involved were identified on initial presentation. Soft tissue swelling, localized osteopenia, cystic erosions, diastases, subluxations, dislocations, fractures, and fragmentation were recorded. The staging system was based on a series of progressive changes observed on successive radiographs taken from the time the diagnosis was first made, at our clinic or elsewhere. Radiographs were taken every two weeks initially if the process was acute (stages 1 and 2) before midfoot breakdown occurred. In the later stage (stage 3), radiographs were done every eight to 12 weeks until resolution of the process (stage 4), which usually took 24 months. All patients were staged at the time of presentation.

Clinically there was no increased temperature and radiographs showed sclerosis and bony fusion with mature trabeculations.

Since the Charcot process may arrest at any stage with or without deformity, a foot that had stopped progression in the early stages and had evidence of sclerosis or fusion had become a stage 4, bypassing the destructive stage 3 phase.

The study

There were 40 patients, 21 males and 19 females, with 51 neuropathic feet in this series. The average age of onset of diabetes was 38, with a range from 6 to 65. The average age for diagnosis of Charcot neuroarthropathy was 58 with a range of 33 to 65. The presence of neuropathy was determined by a subjective loss of sensation and by Semmes-Weinstein monofilament testing.2,3 The average reading was 6.65 monofilament rating, indicating severe neuropathy. Protective sensation is said to be present if the patient feels the 5.07 monofilament.3 Thirty of the 40 patients had evidence of retinopathy, nephropathy, or peripheral vascular disease. One patient had neuropathy and hypertension only. For the remaining patients, no additional medical information was available. Thirty-five patients presented with ulcers.

Results

All patients recalled a warm swollen foot prior to deformity. Several patients had previously been admitted to the medical service for treatment with intravenous antibiotics for suspected osteomyelitis. Only seven patients recalled trauma preceding the deformity. In all cases the trauma described was minor.

Fourteen of the deformities began at the talonavicular joint (medial column). The talus crushed the navicular (Figure 2), then plantar flexed causing a plantar talar head prominence. The cuneiforms articulated with the dorsal aspect of the talus. The tarsometatarsal and the naviculocuneiform joints were involved in 37 feet. The metatarsals displaced dorsally on the cuneiforms. The cuneiforms fragmented and began to implode plantarly. A severe rocker-bottom foot developed as the integrity of the transverse tarsal and medial longitudinal arches was compromised.

Ten feet were seen at stage 0. All were swollen and warm. Most patients had an onset of new pain in a previously insensate foot. Several patients had observed the identical presentation many times without any resultant deformity. Tc-99m bone scans, when available, were markedly positive in the midfoot, indicating nonspecific increased bone flow and turnover. Indium and gallium scans were not indicative of infections, as they were negative or less active than the Tc-99m. We did not do scans in the absence of ulcerations, as the results may be misleading. Initial radiographs were normal except for soft tissue swelling. Following successive radiographs, three feet were noted to have stabilized at stage 1, two stabilized at stage 2, and three progressed to stage 3. Two feet were lost to follow-up.

Six feet were initially seen at stage 1. These patients had a warm and swollen foot. Radiographs showed erosions and cysts localized to the involved joints. The navicular and second cuneiform joints were most frequently involved. Diastasis was seen between the first and second cuneiforms and first and second metatarsals. Successive radiographs showed that one foot stabilized at stage 2, while three progressed to stage 3. Two were lost to follow-up.

Joint subluxations were the hallmark of stage 2. Sixteen feet were identified at this stage. Two stabilized without progression by fusing in situ. Eleven progressed to stage 3. Three were lost to follow-up.

Joint dislocations and arch collapse marked stage 3. Twelve feet were initially seen at this stage. Three open reductions and internal fixations were done early in the series. Two deformities recurred when the hardware became loose and was removed. Seven feet progressed to stage 4 with evidence of sclerosis and fusion on radiographs. Two feet required a transtibial amputation for chronic nonhealing ulcers with diffuse osteomyelitis and unstable joints.

Seven feet presented at stage 4. Severe collapse of the arches with sclerosis and fusion was seen on radiographs. The deformities remained stable over time. Six patients in this group sought medical attention because of chronic, nonhealing plantar ulcers. Three feet required transtibial amputation. One foot underwent surgery for a dislocated navicular and two for a dislocated first cuneiform. The medial column of the foot was then successfully fused.

Transcutaneous oxygen tensions (PO2s) were obtained on all patients before surgery. When deemed necessary, a vascular consult was sought. Three patients required a vascular bypass before surgery.

Of the 16 feet seen at stages 0 and 1 (nondeformity stages), three stabilized at stage 1 and three stabilized at stage 2 and never developed significant deformity. Two feet that presented at stage 2 also stabilized at that stage and did not progress. Eight feet, therefore, that were diagnosed and treated early, healed without deformity.

Discussion

It is estimated that the overall prevalence of Charcot foot in the general diabetic population is 0.8% to 7.5%.4-7 Diabetic patients with peripheral neuropathy, however, develop Charcot neuroarthropathy at a rate of 29% to 35%.4 The high-volume blood flow,8 vasodilation,9-12 and arteriovenous shunting that occur due to autonomic dysfunction are thought to lead to abnormal venous pooling, peripheral edema, and increased heat, which are the characteristic early signs of Charcot neuroarthropathy.11,13,14 The increased blood flow and fast transit time11 is hypothesized to demineralize bone, leading to osteopenia5 and increased susceptibility to fractures (Table 1).13,15,16 The ligaments inserting into bones are also weakened due to periarticular erosions seen in stage 1. An episode of trauma, therefore, is not necessary to produce the drastic architectural changes found in Charcot. Only seven patients in our series and 22% of the subjects in Armstrong et al’s series reported a traumatic incident.5 However Pinzur et al stated that 53% of their population gave a history of trauma prior to presentation.17

Cumulative microtrauma, when superimposed on the bony and ligamentous changes described above, leads to diastasis, subluxation, and dislocation of the unprotected, insensate joints. The pattern of early breakdown observed in this study followed the lines of force described by Harris.17 The patterns were crushing of the navicular by the talus, plantar presentation of the talar head, disruption of the navicular second cuneiform joint, diastasis, and disruption of the first and second cuneiforms with separation of the first and second metatarsals. The middle (second and third) and lateral (fourth and fifth) columns of the foot were similarly affected as the feet continued to deform. Sanders7 described five different patterns of Charcot neuroarthropathy based on site from forefoot to hindfoot. Brodsky18 described Charcot arthropathy as occurring in the midfoot (type 1) including the naviculocuneiform and tarsometatarsal joints; the hindfoot (type 2) comprising the talonavicular and subtalar joints; and the ankle (type 3). Schon’s19 classification describes four different patterns; i.e., Lisfranc, naviculocuneiform, perinavicular, and transverse tarsal.

We found that the Charcot changes in the talonavicular joint behaved similarly to those of the naviculocuneiform and cuneifom metatarsal joints. In this series the earliest Charcot changes were observed between the first and second cuneiforms and the bases of the first and second metatarsals; i.e., the medial column. They then spread to involve the middle and lateral columns. We noted in our diabetic population that involvement of the subtalar and ankle joints produced different deformities, with more instability and slower bone consolidation.

Eichenholtz in 1966 developed a staging system that described the natural progression of the neuropathic foot in tabes dorsalis.20 His stage 1 is the stage of fragmentation and dislocation, which corresponds to our stage 3. His stage 2 is characterized by coalescence (our early stage 4). Stage 3 is the consolidated or healed stage. We thought that Eichenholtz staging missed an important phase of the Charcot process; i.e., the early stages when the disease is minimal to mild but still recognizable clinically and radiographically. Brodsky’s classification18 is an anatomical one. It localizes the process, but does not help us to diagnose it early. Our staging emphasizes early detection and treatment to prevent deformity.1 In our series, eight patients (50%) who were diagnosed and treated at stages 0, 1, and 2 stabilized early without developing deformities.

Although the preferred treatment continues to be nonweight-bearing, compliance was a problem in our clinic patient population. Our patients freely admitted to frequent weight-bearing on the affected foot, wearing nonprescribed shoes, and forgetting their orthoses. Clohisy,15 when treating patients with juvenile diabetes and bilateral foot fractures, found that when the initially involved leg was protected, there was an earlier onset of Charcot neuroarthropathy in the other leg than when both legs were unprotected. Initially, our patients in stages 1 and 2 received a total contact cast21-23 and were kept partially weight-bearing for six weeks. Such modalities as total contact casts and patellar tendon bearing walkers are being used with increasing frequency to assist in healing neuropathic ulcers while allowing the patients to remain ambulatory.21,24 This methodology could be transferred to the treatment of Charcot neuroarthropathy. We used the Charcot Restraint Orthotic Walker (CROW).27 The CROW stabilizes the foot, prevents progression, allows patients to remain ambulatory, and is well tolerated.25 Other, less expensive, diabetic-type walkers are now commercially available.

Three patients underwent surgery at stage 3. One fused and two progressed to greater deformity. We have since learned that reconstructive surgery during the destructive phase of this process (stage 3), while the disease is still evolving, may lead to failure because of bone breakdown around the fixation device. Others have encountered a high rate of complications with surgery.8,23 Schon19 has successfully advocated a more surgically aggressive approach. Although we did not intervene surgically at stage 2, this seems an ideal time to operate on selected patients, before gross deformity develops and while the deformities are still reducible. When the Charcot arthropathy has become chronic and the process is no longer progressing, exostectomies can be performed to decompress nonhealing ulcers. We performed preoperative transcutaneous oxygen tension (TcPO2) on patients undergoing surgery. If the TcPO2 was marginal, an arteriogram was ordered to see if revascularization was possible. Three patients required vascular bypass before surgery on their feet. Although unusual in Charcot, peripheral arterial obstructive disease can occur simultaneously in diabetics. We had no recurrence of Charcot in the midfoot after healing, but one patient suffered a new onset of Charcot in the ipsilateral ankle.

We have determined that Charcot deformity can be seen at five defined stages, based on clinical examination and plain radiographs (Table 1). Each stage has been combined with certain treatment modalities designed to allow the patient limited ambulation during the one to two years required to heal. Early diagnosis is important, since 50% of our patients diagnosed and treated early did not develop deformity. We believe that the staging of the Charcot process at presentation has some predictive value and helps formulate a plan of treatment. Close follow-up, preferably in a center devoted to foot care, is recommended. Although complete nonweight-bearing, at least through the acute stages, is desirable, the level of compliance in our clinic population was such that we had to adopt a more permissive attitude. Nevertheless, our results were satisfactory. Our patients found that the CROW was a good and acceptable compromise.

Enzo J. Sella, MD, is associate clinical professor in the department of orthopedics and rehabilitation at Yale University and a member of the Connecticut Orthopedic Specialists, in Hamden. Carol Barrette, MD, is in the department of surgery at Fallon Clinic in Worcester, MA.


References

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